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Local Assistance Procedures Manual Exhibit 9-A <br /> DBE Implementation Agreement for Local Agencies <br /> IX. Federal Financial Assistance Agreement Assurance (49 CFR 26.13) <br /> Each agreement SUB-RECIPIENT signs with Caltrans must include the following assurance: <br /> The SUB-RECIPIENT shall not discriminate on the basis of race, color, national origin, or sex in <br /> the award and performance of any DOT-assisted contract, or in the administration of its DBE <br /> Program, or the requirements of 49-CFR 26. The SUB-RECIPIENT shall take all necessary and <br /> reasonable steps under 49 CFR 26 to ensure nondiscrimination in the award and administration <br /> of DOT-assisted contracts. The SUB-RECIPIENT's DBE Program, as required by 49 CFR 26 <br /> and as approved by DOT, is incorporated by reference in this agreement. Implementation of this <br /> program is a legal obligation and failure to carry out its terms shall be treated as a violation of <br /> this agreement. Upon notification to the SUB-RECIPIENT of its failure to carry out its approved <br /> program, Caltrans may impose sanctions as provided for under 49 CFR 26 and may, in <br /> appropriate cases, refer the matter for enforcement under 18 U.S.C. 1001 and/or the Program <br /> Fraud Civil Remedies Act of 1986 (31 U.S.C. 3801 et seq.). <br /> Each contract Sub-recipient signs with a contractor (and each subcontract the prime contractor <br /> signs with a subcontractor) must include the following assurance: <br /> The contractor or subcontractor shall not discriminate on the basis of race, color, national origin, <br /> or sex in the performance of this contract. The contractor shall carry out applicable requirements • <br /> of 49 CFR 26 in the award and administration of DOT-assisted contracts. Failure by the <br /> contractor to carry out these requirements is a material breach of this contract, which may result <br /> in the termination of this contract or such other remedy, as the Sub-recipient deems appropriate. <br /> X. DBE Financial Institutions (49 CFR 26.27) <br /> SUB-RECIPIENT must investigate the full extent of services offered by financial institutions <br /> owned and controlled by socially and economically disadvantaged individuals in the community <br /> to make reasonable efforts to use these institutions, and to encourage prime contractors on <br /> DOT-assisted contracts to make use of these institutions. <br /> Information on the availability of such institutions can be obtained from the DBELO. The <br /> Caltrans Disadvantaged Business Enterprise Program may offer assistance to the DBELO. <br /> Xl. Directory (49 CFR 26.31) <br /> SUB-RECIPIENT will refer interested persons to the Unified Certification Program DBE directory <br /> available from the Caltrans Disadvantaged Business Enterprise Program's website. <br /> XII. Required Contract Clauses (49 CFR 26.13 and 26.29) <br /> For the purpose of this section, contractor also means consultant, and subcontractor also <br /> includes subconsultant. For prompt payment, the following State regulations are referenced: the <br /> California Business and Professions Code (CBPC), California Public Contract Code (CPCC) <br /> and California Civil Code (CCC). <br /> SUB-RECIPIENT ensures that the following clauses or equivalent will be included in each DOT- <br /> assisted prime contract: <br /> Page 4 of 8 <br /> September 2020 <br />